The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that:
Mont-Bec Asset Management
6th Fl., New Takao Haitsu
5-13, Azabu Juban 1-chome,
Minato-ku, Tokyo 106-0032
Tel: 0081 34578 0068
Fax 0081 36745 8647
is NOT authorised under the Financial Services and Markets Act 2000 (“FSMA”) to carry on a regulated activity in the United Kingdom. Regulated activities include, amongst other things, advising on investments and dealing and arranging deals in investments ("investments" include stocks and shares).
The FSA believes that this organisation may be targeting UK customers. Therefore, we have added this firm to our list of unauthorised overseas firms operating in the United Kingdom. This list can be found at: www.fsa.gov.uk/pages/Doing/Regulated/Law/Alerts/overseas.shtml
If you have any further questions on this matter please email our Consumer Contact Centre at consumer.queries(at)fsa.gov.uk, or alternatively by telephone on 0845 606 1234. Overseas callers can contact us on (+44) 20 7066 1000.